|4Oct 11, 4:26 PM ET

Rosen Joshua 4

4 · Vireo Growth Inc. · Filed Oct 11, 2024

Insider Transaction Report

Form 4
Period: 2024-08-23
Transactions
  • Award

    Subordinate Voting Shares

    2024-10-10+500,000500,000 total
  • Award

    Stock Option (right to buy)

    2024-08-23+250,000250,000 total
    Exercise: $0.47Exp: 2034-08-22Subordinate Voting Shares (250,000 underlying)
  • Award

    Stock Option (right to buy)

    2024-10-09+500,000500,000 total
    Exercise: $0.50From: 2024-10-09Exp: 2027-10-09Subordinate Voting Shares (500,000 underlying)
Holdings
  • Subordinate Voting Shares

    (indirect: By Bengal Catalyst Fund LP)
    730,014
Footnotes (3)
  • [F1]Represents subordinate voting shares underlying restricted stock units ("RSUs") granted to Mr. Rosen in connection with his Separation Agreement with the Company. The RSUs are granted under the Vireo Health International Inc. 2019 Equity Incentive Plan, as amended, and vest in 12 equal installments commencing January 1, 2025 and ending on December 1, 2025.
  • [F2]Shares owned by Bengal Catalyst Fund LP. As Managing Partner of Bengal Capital, Mr. Rosen has shared voting control over these shares.
  • [F3]Vests in tranches of 62,500 options upon the first, second, third and fourth anniversary dates following the grant date.

Documents

1 file
  • 4
    tm2426040-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT