4//SEC Filing
GOLDSTEIN PHILLIP 4
Accession 0001104659-24-109254
CIK 0000897802other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 5:01 PM ET
Size
6.6 KB
Accession
0001104659-24-109254
Insider Transaction Report
Form 4
GOLDSTEIN PHILLIP
Director
Transactions
- Sale
2.75% Convertible Preferred Stock, Series C
2024-10-15$23.50/sh−618$14,523→ 3,120 totalExercise: $0.00→ Common Stock (888 underlying)
Holdings
- 31,822
Common Stock
Footnotes (2)
- [F1]The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.4375 shares of common stock for each share of Preferred Stock held.
- [F2]The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.
Documents
Issuer
SPECIAL OPPORTUNITIES FUND, INC.
CIK 0000897802
Entity typeother
Related Parties
1- filerCIK 0001067621
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 5:01 PM ET
- Size
- 6.6 KB