McJannet David 4

Accession 0001104659-24-131339

CIK 0001720671other

View on SEC.gov Company Profile

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 4:38 PM ET

Size

33.8 KB

Accession

0001104659-24-131339

Insider Transaction Report

Form 4

Period: 2024-12-20

HashiCorp, Inc.HCP

McJannet David

DirectorCEO & Chairman

Transactions

Sale
Class A Common Stock
2024-12-20$34.22/sh−47,526$1,626,340→ 465,978 total
Exercise/Conversion
Restricted Stock Units
2024-12-20−17,813→ 71,250 total
→ Class A Common Stock (17,813 underlying)
Exercise/Conversion
Class B Common Stock
2024-12-20+19,457→ 162,866 total
→ Class A Common Stock (19,457 underlying)
Conversion
Class A Common Stock
2024-12-20+19,457→ 513,504 total
Exercise/Conversion
Restricted Stock Units
2024-12-20−7,560→ 37,803 total
→ Class A Common Stock (7,560 underlying)
Exercise/Conversion
Restricted Stock Units
2024-12-20−19,457→ 0 total
→ Class B Common Stock (19,457 underlying)
Exercise/Conversion
Class A Common Stock
2024-12-20+74,516→ 494,047 total
Exercise/Conversion
Restricted Stock Units
2024-12-20−28,439→ 255,958 total
→ Class A Common Stock (28,439 underlying)
Exercise/Conversion
Restricted Stock Units
2024-12-20−20,704→ 269,160 total
→ Class A Common Stock (20,704 underlying)
Conversion
Class B Common Stock
2024-12-20−19,457→ 143,409 total
→ Class A Common Stock (19,457 underlying)

Holdings

Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (516,550 underlying)
516,550
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (1,355,425 underlying)
1,355,425
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (164,500 underlying)
164,500
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (60,000 underlying)
60,000
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (516,550 underlying)
516,550
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (164,500 underlying)
164,500

Footnotes (19)

[F1]Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
[F10]The shares are held of record by a family trust for which the reporting person serves as a trustee.
[F11]Excludes 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
[F12]The shares are held of record by the Emerald GST Non-Exempt Trust.
[F13]Consists of 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
[F14]The shares are held of record by the Emerald GST Exempt Trust.
[F15]Excludes 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
[F16]The shares are held of record by the Sapphire GST Non-Exempt Trust.
[F17]Consists of 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
[F18]The shares are held of record by the Sapphire GST Exempt Trust.
[F19]The shares are held of record by an additional family trust.
[F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F3]The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
[F4]The remaining RSUs vest in four equal quarterly installments beginning on March 20, 2025.
[F5]The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.
[F6]The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.
[F7]The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.
[F8]Each RSU represents a contingent right to receive one share of Class B Common Stock.
[F9]All of the RSUs vested on December 20, 2024.

Documents

1 file

4
tm2431807-1_4seq1.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

HashiCorp, Inc.

CIK 0001720671

→

Entity typeother

Related Parties

filerCIK 0001894737

Filing Metadata

Form type: 4
Filed: Dec 22, 7:00 PM ET
Accepted: Dec 23, 4:38 PM ET
Size: 33.8 KB

View on SEC.gov