4//SEC Filing
Nantahala Capital Management, LLC 4
Accession 0001104659-25-031315
CIK 0001427925other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 7:21 PM ET
Size
9.9 KB
Accession
0001104659-25-031315
Insider Transaction Report
Form 4
TALPHERA, INC.TLPH
Harkey Wilmot B.
10% OwnerOther
Transactions
- Award
Pre-Funded Warrants
2025-03-31$0.58/sh+4,266,211$2,495,733→ 11,510,601 total(indirect: See footnote)Exercise: $0.00From: 2025-04-02→ Common Stock (4,266,211 underlying)
Mack Daniel
10% OwnerOther
Transactions
- Award
Pre-Funded Warrants
2025-03-31$0.58/sh+4,266,211$2,495,733→ 11,510,601 total(indirect: See footnote)Exercise: $0.00From: 2025-04-02→ Common Stock (4,266,211 underlying)
Nantahala Capital Management, LLC
10% OwnerOther
Transactions
- Award
Pre-Funded Warrants
2025-03-31$0.58/sh+4,266,211$2,495,733→ 11,510,601 total(indirect: See footnote)Exercise: $0.00From: 2025-04-02→ Common Stock (4,266,211 underlying)
Footnotes (2)
- [F1]These Warrants (as defined below) are exercisable indefinitely.
- [F2]NCM, an investment adviser to certain private funds and managed accounts (the "NCM Investors") that hold shares of Common Stock and certain derivative securities related thereto (the "Derivatives"), including the warrants to purchase Common Stock disclosed in this Form 4 ("Warrants"), may be deemed a beneficial owner of such Warrants. Each of Mr. Wilmot B. Harkey and Mr. Daniel Mack may be deemed a beneficial owner of the Warrants beneficially owned by NCM. Each of NCM, Mr. Harkey and Mr. Mack (the "Reporting Persons") disclaims beneficial ownership of the Warrants disclosed herein except to the extent of their respective pecuniary interests therein.
Documents
Issuer
TALPHERA, INC.
CIK 0001427925
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0001472322
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 7:21 PM ET
- Size
- 9.9 KB