|4Apr 4, 4:01 PM ET

Atlas Fintech Holdings Corp. 4

4 · AtlasClear Holdings, Inc. · Filed Apr 4, 2025

Insider Transaction Report

Form 4
Period: 2024-08-23
Transactions
  • Sale

    Common Stock

    2024-11-19$12.99/sh2,083$27,05898,869 total
  • Other

    Common Stock

    2025-01-22$4.64/sh+27,282$126,588126,151 total
  • Other

    Common Stock

    2024-08-23$17.29/sh+46,471$803,48484,911 total
  • Other

    Common Stock

    2024-08-23$51.72/sh+2,565$132,662107,202 total
  • Sale

    Common Stock

    2024-11-18$15.93/sh6,250$99,563100,952 total
Footnotes (5)
  • [F1]Represents restricted shares of Common Stock issued to the Reporting Person at a price of $17.29 per share to satisfy approximately $803,000 of previous cash advances by the Reporting Person to the Issuer to cover costs and expenses with a Business Combination Agreement.
  • [F2]Represents additional restricted shares of Common Stock issued to the Reporting Person as consideration for advancing the Issuer 19,727 shares of registered Common Stock to satisfy accrued interest obligations to third party convertible noteholders.
  • [F3]Represents aggregate open market sales on this date at a weighted average price of $15.93 with a range of sale prices of $13.37 to $17.48. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request.
  • [F4]Represents aggregate open market sales on this date at a weighted average price of $12.99 with a range of sale prices of $12.24 to $13.23. The Reporting Person undertakes to provide the SEC staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price upon request.
  • [F5]Represents shares of restricted Common Stock issued to the Reporting Person by the Issuer in consideration and satisfaction of $126,667 of funds previously advanced to the Issuer.

Documents

1 file
  • 4
    tm258274-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT