XCel Brands, Inc.·4

May 30, 2:17 PM ET

DiSanto Mark 4

4 · XCel Brands, Inc. · Filed May 30, 2025

Insider Transaction Report

Form 4
Period: 2025-05-28
DiSanto Mark
Director
Transactions
  • Award

    Stock Option

    2025-05-28+6,2502,500 total
    Exercise: $2.63From: 2025-05-28Exp: 2035-05-28Common Stock (6,250 underlying)
  • Award

    Common Stock

    2025-05-28+1,0004,650 total
  • Award

    Common Stock

    2025-05-28+6,2505,375 total
  • Award

    Stock Option

    2025-05-28+2,5002,500 total
    Exercise: $2.63Exp: 2030-05-28Common Stock (2,500 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    8,239
  • Common Stock

    (indirect: See Footnote)
    130,685
Footnotes (5)
  • [F1]Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests as to 50% of the shares on each of April 1, 2026 and April 1, 2027, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
  • [F2]Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests on November1, 2025.
  • [F3]Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
  • [F4]Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
  • [F5]The options vest as to 50% of the shares on each of May 28, 2025 and May 1, 2026.

Documents

1 file
  • 4
    tm2516566-6_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT