4//SEC Filing
GRAF FINCKENSTEIN FRIEDRICH 4
Accession 0001104659-25-087546
CIK 0001425205other
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 6:30 PM ET
Size
12.0 KB
Accession
0001104659-25-087546
Insider Transaction Report
Form 4
GRAF FINCKENSTEIN FRIEDRICH
Chief Medical Officer
Transactions
- Exercise/Conversion
Common Stock
2025-09-02+12,697→ 111,857 total - Exercise/Conversion
Restricted Stock Units
2025-09-02−3,907→ 7,813 total→ Common stock (3,907 underlying) - Exercise/Conversion
Restricted Stock Units
2025-09-02−8,790→ 52,738 total→ Common stock (8,790 underlying) - Tax Payment
Common Stock
2025-09-02$2.19/sh−6,448$14,121→ 105,409 total
Footnotes (7)
- [F1]Represents such shares underlying the restricted stock units ("RSUs") which vested on the transaction date.
- [F2]Represents shares withheld by the Issuer to satisfy the mandatory tax withholding requirements upon vesting of the RSUs. This is not an open market sale of securities.
- [F3]Represents the common stock remaining after deducting the common stock withheld for taxes.
- [F4]Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- [F5]The remaining RSUs will vest in equal quarterly installments.
- [F6]Such aggregate number reflects the remainder of such RSUs granted on March 2, 2023, but does not include any other RSUs held by such Reporting Person.
- [F7]Such aggregate number reflects the remainder of such RSUs granted on March 1, 2024, but does not include any other RSUs held by such Reporting Person.
Documents
Issuer
IOVANCE BIOTHERAPEUTICS, INC.
CIK 0001425205
Entity typeother
Related Parties
1- filerCIK 0001782981
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 6:30 PM ET
- Size
- 12.0 KB