XCel Brands, Inc.·4

Dec 5, 8:45 PM ET

DiSanto Mark 4

4 · XCel Brands, Inc. · Filed Dec 5, 2025

Insider Transaction Report

Form 4
Period: 2025-12-03
DiSanto Mark
Director
Transactions
  • Award

    Common Stock

    2025-12-03$0.94/sh+15,167$14,25722,917 total
  • Award

    Common Stock

    2025-12-03$0.94/sh+20,000$18,80042,917 total
  • Purchase

    Common Stock

    2025-12-05$0.35/sh+50,000$17,500337,018 total(indirect: See Footnote)
  • Award

    Stock Options

    2025-12-03+36,50036,500 total
    Exercise: $0.94From: 2025-12-03Exp: 2030-12-03Common Stock (36,500 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    8,239
Footnotes (4)
  • [F1]Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests on March 31, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
  • [F2]Represents shares awarded to Mr. DiSanto
  • [F3]Represents shares held by the Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee as to which Mr. DiSanto has sole voting dispositive power.
  • [F4]Represents shares held by other trusts, of which Mr. DiSanto is trustee as to which Mr. DiSanto has sole voting dispositive power.

Documents

1 file
  • 4
    tm2532888-4_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT