D LOREN ROBERT W 4
4 · XCel Brands, Inc. · Filed Dec 5, 2025
Insider Transaction Report
Form 4
D LOREN ROBERT W
DirectorCEO and Chairman10% Owner
Transactions
- Award
Common Stock
2025-12-03$0.94/sh+31,507$29,617→ 545,387 total - Tax Payment
Common Stock
2025-12-03$0.94/sh−14,556$13,683→ 530,831 total - Award
Common Stock
2025-12-03$0.94/sh+25,000$23,500→ 555,831 total - Purchase
Common Stock
2025-12-05$0.35/sh+50,000$17,500→ 605,831 total - Award
Stock Options
2025-12-03+250,674→ 250,674 totalExercise: $0.94Exp: 2030-12-03→ Common Stock (250,674 underlying)
Holdings
- 60,731(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Represents shares of awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.
- [F2]Represents shares awarded to Mr. D'Loren
- [F3]The options vest as to 71,842 shares upon the common stock having a closing price of $3.00 or higher; 60,053 shares upon the common stock having a closing price of $5.00 or higher; 49,368 shares upon the common stock having a closing price of $7.00 or higher, 39,937 shares upon the common stock having a closing price of $9.00 or higher and 29,474 upon the common stock having a closing price of $11.00 or higher.
- [F4]Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.