4//SEC Filing
D LOREN ROBERT W 4
Accession 0001104659-25-118995
CIK 0001083220other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 8:46 PM ET
Size
13.1 KB
Accession
0001104659-25-118995
Insider Transaction Report
Form 4
D LOREN ROBERT W
DirectorCEO and Chairman10% Owner
Transactions
- Award
Common Stock
2025-12-03$0.94/sh+31,507$29,617→ 545,387 total - Tax Payment
Common Stock
2025-12-03$0.94/sh−14,556$13,683→ 530,831 total - Award
Common Stock
2025-12-03$0.94/sh+25,000$23,500→ 555,831 total - Purchase
Common Stock
2025-12-05$0.35/sh+50,000$17,500→ 605,831 total - Award
Stock Options
2025-12-03+250,674→ 250,674 totalExercise: $0.94Exp: 2030-12-03→ Common Stock (250,674 underlying)
Holdings
- 60,731(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Represents shares of awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.
- [F2]Represents shares awarded to Mr. D'Loren
- [F3]The options vest as to 71,842 shares upon the common stock having a closing price of $3.00 or higher; 60,053 shares upon the common stock having a closing price of $5.00 or higher; 49,368 shares upon the common stock having a closing price of $7.00 or higher, 39,937 shares upon the common stock having a closing price of $9.00 or higher and 29,474 upon the common stock having a closing price of $11.00 or higher.
- [F4]Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.
Documents
Issuer
XCel Brands, Inc.
CIK 0001083220
Entity typeother
Related Parties
1- filerCIK 0001086742
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 8:46 PM ET
- Size
- 13.1 KB