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SPECIAL OPPORTUNITIES FUND, INC.·4

Feb 25, 5:01 PM ET

GOLDSTEIN PHILLIP 4

4 · SPECIAL OPPORTUNITIES FUND, INC. · Filed Feb 25, 2026

Insider Transaction Report

Form 4
Period: 2026-02-23
SPECIAL OPPORTUNITIES FUND, INC.SPE
GOLDSTEIN PHILLIP
DirectorChairman and SecretaryOther
Transactions
  • Purchase

    2.75% Convertible Preferred Stock, Series C

    [F2][F1]
    2026-02-23$25.05/sh+100$2,505→ 220 total
    Exercise: $0.00→ Common Stock (168 underlying)
  • Purchase

    2.75% Convertible Preferred Stock, Series C

    [F2][F1]
    2026-02-24$25.09/sh+30$753→ 250 total
    Exercise: $0.00→ Common Stock (50 underlying)
Holdings

  • Common Stock

    34,822
Footnotes (2)
  • [F1]The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio which is subject to adjustment. The current conversion ratio is equal to 1.6813 shares of common stock for each share of Preferred Stock held.
  • [F2]The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.
Signature
/s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein|2026-02-25

Documents

1 file
  • 4
    tm267293-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT