XCel Brands, Inc.·4

Mar 3, 6:28 PM ET

D LOREN ROBERT W 4

4 · XCel Brands, Inc. · Filed Mar 3, 2026

Insider Transaction Report

Form 4
Period: 2026-02-27
D LOREN ROBERT W
DirectorCEO and Chairman10% Owner
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-27$1.45/sh+20,425$29,616730,551 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-27$1.45/sh10,519$15,253720,032 total
Holdings
  • Common Stock

    [F3]
    (indirect: See Footnote)
    60,731
Footnotes (3)
  • [F1]Represents shares awarded by the issuer pursuant to the reporting person's employment agreement in lieu of cash salary.
  • [F2]Represents shares surrendered to the issuer in payment of withholding tax liability increment to the stock award.
  • [F3]Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.
Signature
/s/ Robert W. D'Loren|2026-03-03

Documents

1 file
  • 4
    tm267927-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT