Fassino Anthony D. 4

What Happened
Anthony D. Fassino, Group President of Caterpillar Inc., had 346 shares disposed on March 4, 2026 to satisfy tax withholding related to the vesting of restricted stock units. The shares were recorded at $738.42 each, for a total value of $255,493. This disposition was a tax-withholding event (not an open-market sale for investment proceeds).

Key Details

• Transaction date and type: March 4, 2026 — shares withheld to satisfy tax obligation (code F).
• Price per share: $738.42; shares withheld: 346; total value: $255,493.
• Shares owned after transaction: Not specified in the provided excerpt of the filing.
• Footnotes: F1 — shares withheld to satisfy tax on RSUs granted March 4, 2024. F2 — report includes info based on a 401(k) plan statement as of Feb 28, 2026.
• Filing timeliness: Report filed March 6, 2026 (appears timely under the two-business-day Form 4 rule).

Context
Tax-withholding (F) transactions are routine when restricted stock units vest — the company withholds shares to cover the executive’s tax liability. Such withholding dispositions are administrative and do not necessarily signal a decision to sell stock for investment purposes; purchases tend to be more informative about insider sentiment.