BOLDUC JOHN 4

What Happened

• John Bolduc, a director of WhiteHorse Finance, Inc. (WHF), made multiple open-market purchases of company common stock on March 5 and March 6, 2026. He acquired a total of 16,668 shares across four trades for an aggregate reported value of $119,712.
• Trades reported:
  • Mar 6, 2026: 4,138 shares at $7.25 — $30,001
  • Mar 6, 2026: 4,138 shares at $7.25 — $30,001
  • Mar 5, 2026: 4,196 shares at $7.11 — $29,834
  • Mar 5, 2026: 4,196 shares at $7.12 — $29,876
• These are purchases (transaction code P), which represent insider buying activity rather than sales.

Key Details

• Filing: Form 4 filed with the SEC on 2026-03-09 for transactions with a Period of Report of 2026-03-05.
• Transaction dates/prices: Mar 5 (4,196 @ $7.11 and 4,196 @ $7.12) and Mar 6 (4,138 @ $7.25 twice).
• Aggregate shares bought: 16,668; aggregate value: $119,712.
• Shares owned after transaction: not specified in the excerpt provided — see the full Form 4 for post-transaction holdings.
• Footnotes: Mr. Bolduc holds the reported securities through entities — he is the sole shareholder of the general partner of Bolduc Family LP (F1) and a member of Bolduc Investments X, LLC (F2); he disclaims beneficial ownership except to the extent of his pecuniary interest.
• Timeliness: Form 4 was filed on 2026-03-09; based on the March 5–6 trade dates, the filing appears timely.

Context

• These were straightforward open-market purchases (P). Purchases by insiders can be of interest to retail investors as one data point of insider conviction, but they do not alone indicate guaranteed future performance.
• Holdings are reported as held via investment entities, which is common for directors and can affect how beneficial ownership is disclosed.