LITTLE RONALD 4

What Happened

• Ronald Little, a director of Gold Resource Corp (GORO), was granted 158,800 deferred stock units (DSUs) on March 6, 2026. The grant is reported at $1.57 per unit for a total reported value of $249,999. This was an award/grant (derivative), not an open-market purchase or sale.

Key Details

• Transaction type: Award/Grant of Deferred Stock Units (Derivative)
• Transaction date: 2026-03-06; Filing date: 2026-03-11 (appears to be filed after the 2-business-day Form 4 deadline)
• Units granted: 158,800 DSUs at $1.57 per unit; total reported value $249,999
• Shares owned after transaction: Not specified in the provided filing details
• Footnotes:
  • F1 — Each DSU represents the right to one share or cash equal to one share at redemption.
  • F2 — DSUs vest immediately but are redeemable at the earlier of the director’s service termination or ten years from the grant date.
• Filing timeliness: Filing occurred five days after the transaction date (filed Mar 11 for a Mar 6 grant), which appears late relative to the usual 2-business-day Form 4 deadline.

Context

• DSUs are deferred/derivative awards: they give the right to receive shares or cash later (here, upon termination or after up to 10 years) rather than immediately tradable stock. Such director awards are common compensation and do not by themselves indicate an immediate buy or sell market signal.