WhiteHorse Finance, Inc.·4

Mar 16, 9:20 PM ET

BOLDUC JOHN 4

4 · WhiteHorse Finance, Inc. · Filed Mar 16, 2026

Research Summary

AI-generated summary of this filing

Updated

WhiteHorse Finance (WHF) Director John Bolduc Buys Stock

What Happened

  • John Bolduc, a director of WhiteHorse Finance, reported multiple open-market purchases of the company's common stock. He acquired six blocks of 4,195 shares each on Mar 12, Mar 13 and Mar 16, 2026, totaling 25,170 shares for an aggregate cost of about $179,586 (weighted average ≈ $7.13 per share).
  • Individual reported transactions: 4,195 shares @ $7.14 (Mar 12, two trades), 4,195 @ $7.14 (Mar 13, two trades), 4,195 @ $7.12 and 4,195 @ $7.13 (Mar 16). These are purchases (P), which are typically seen as a buying/accumulation signal rather than sales.

Key Details

  • Dates/prices: Mar 12–16, 2026; prices reported per line: $7.14, $7.14, $7.14, $7.14, $7.12, $7.13. Footnotes indicate purchases occurred at prices in the ~$7.09–$7.15 range (weighted averages reported).
  • Total bought: 25,170 shares; estimated total cost ≈ $179,586; weighted-average ≈ $7.13/share.
  • Ownership reporting: Footnotes state holdings are owned by entities (Bolduc Family LP and Bolduc Investments X, LLC). Mr. Bolduc disclaims beneficial ownership of shares held by those entities except to his pecuniary interest (see F1–F2).
  • Filing: Form filed 2026-03-16 covering trades from Mar 12–16. The excerpt provided does not include a timeliness flag; check the official SEC filing for any late-filing indicator.

Context

  • These were open-market purchases (code P). The filing includes weighted-average prices and offers to provide a breakdown of prices and quantities on request (see footnotes F3–F8).
  • Purchases by directors can be interpreted by investors as a positive signal, but they do not prove future performance. Because the shares are held through affiliated entities, this may reflect entity-level buying rather than direct personal holdings.

Insider Transaction Report

Form 4
Period: 2026-03-12
BOLDUC JOHN
Director
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    [F3][F1]
    2026-03-16$7.12/sh+4,195$29,868284,617 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F4][F2]
    2026-03-16$7.13/sh+4,195$29,910281,210 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F5][F1]
    2026-03-13$7.14/sh+4,195$29,952280,422 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F6][F2]
    2026-03-13$7.14/sh+4,195$29,952277,015 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F7][F1]
    2026-03-12$7.14/sh+4,195$29,952276,227 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F8][F2]
    2026-03-12$7.14/sh+4,195$29,952272,820 total(indirect: See Footnote)
Footnotes (8)
  • [F1]Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
  • [F2]Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.09 to $7.15, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.09 to $7.15, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.09 to $7.15, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (5) to this Form 4.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.09 to $7.15, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (6) to this Form 4.
  • [F7]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.11 to $7.15, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (7) to this Form 4.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.15, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (8) to this Form 4.
Signature
/s/ Marco Collazos, Attorney-in-Fact for John Bolduc|2026-03-16

Documents

1 file
  • 4
    tm269002-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT