Kaiser Jason 4

What Happened

• Jason Kaiser, Group President of Caterpillar Inc. (CAT), reported a gift of 294 ordinary shares on May 6, 2026. The transaction was recorded as a gift (code G) with a reported price of $0.00 and $0 in proceeds — the shares were donated rather than sold.

Key Details

• Transaction date: 2026-05-06
• Transaction type: Gift (G)
• Shares transferred: 294
• Price/proceeds: $0.00 / $0 (donation)
• Shares owned after transaction: not specified in this Form 4 filing
• Footnotes: F1 — donation of ordinary shares to a Donor Advised Fund; F2 — information in the report is based on a 401(k) plan statement dated April 30, 2026
• Timeliness: Reported with the same period date (filed 2026-05-06), indicating a timely filing

Context

• Gifts to donor-advised funds are personal charitable actions and do not generate proceeds for the insider; they generally should not be read as a direct signal of the insider’s view on the stock.
• For retail investors, purchases are typically more informative than gifts or routine transfers. This filing documents a charitable transfer, not a market transaction.