WhiteHorse Finance, Inc.·4

May 29, 6:44 PM ET

BOLDUC JOHN 4

4 · WhiteHorse Finance, Inc. · Filed May 29, 2026

Research Summary

AI-generated summary of this filing

Updated

WhiteHorse Finance (WHF) Director John Bolduc Buys Stock

What Happened
John Bolduc, a director of WhiteHorse Finance, made a series of open-market/private purchases (code P = Purchase) of the company's common stock on May 27–29, 2026. He acquired six lots of 3,570 shares each (total 21,420 shares) at reported prices ranging roughly from $6.72–$6.97 per share, for an aggregate reported cost of about $146,192. These are outright purchases (a buy signal rather than a sale).

Key Details

  • Transaction dates: May 27, 28 and 29, 2026; filing date (Form 4): May 29, 2026 (filed timely).
  • Reported per-lot prices: two lots at $6.76, two at $6.81, one at $6.90 and one at $6.91; footnotes state reported prices are weighted averages covering multiple execution prices within small ranges (overall ranges cited in the filing span roughly $6.72–$6.97).
  • Total shares bought: 21,420; total reported value: approximately $146,192.
  • Ownership after transaction: not specified in the provided excerpt of the filing.
  • Notable footnotes: purchases were reported as held by entities controlled by Mr. Bolduc (Bolduc Family LP and Bolduc Investments X, LLC); Mr. Bolduc disclaims beneficial ownership of the shares held by those entities except to the extent of his pecuniary interest. Several footnotes note weighted-average pricing and offer to provide detailed breakdowns on request.

Context
These were direct purchases by or through entities affiliated with a company director, not option exercises or awards. Purchases by insiders can be interpreted by investors as a stronger signal than routine sales, but they reflect only the insider/entity purchases reported and do not by themselves explain motive. The filing appears timely (no late-filing flag).

Insider Transaction Report

Form 4
Period: 2026-05-27
BOLDUC JOHN
Director
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    [F3][F1]
    2026-05-29$6.76/sh+3,570$24,133295,327 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F4][F2]
    2026-05-29$6.76/sh+3,570$24,133291,920 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F5][F1]
    2026-05-28$6.81/sh+3,570$24,312291,757 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F6][F2]
    2026-05-28$6.81/sh+3,570$24,312288,350 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F7][F1]
    2026-05-27$6.91/sh+3,570$24,669288,187 total(indirect: See Footnote)
  • Purchase

    Common Stock, par value $0.001 per share

    [F8][F2]
    2026-05-27$6.90/sh+3,570$24,633284,780 total(indirect: See Footnote)
Footnotes (8)
  • [F1]Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
  • [F2]Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.72 to $6.79, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.72 to $6.79, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.76 to $6.85, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.76 to $6.85, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (4) to this Form 4.
  • [F7]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $6.96, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (5) to this Form 4.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $6.97, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (6) to this Form 4.
Signature
/s/ Marco Collazos, Attorney-in-Fact for John Bolduc|2026-05-29

Documents

1 file
  • 4
    tm2616089-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT