4//SEC Filing
Lombard Joseph 4
Accession 0001107389-05-000044
CIK 0001107389other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 3:10 PM ET
Size
10.3 KB
Accession
0001107389-05-000044
Insider Transaction Report
Form 4
Lombard Joseph
Pres. Wave Securities LLC
Transactions
- Award
Restricted Stock Units
2005-06-30+1,447→ 1,447 totalExercise: $0.00→ Common Stock
Footnotes (4)
- [F1]Granted under the Archipelago Holdings, Inc. 2004 Stock Incentive Plan.
- [F2]Each RSU represents a right to receive one share of the Issuer's Common Stock upon vesting.
- [F3]The number of RSUs awarded to the Reporting Person was determined by dividing the sum of the total dollar value of compensation granted to the Reporting Person by $ 38.90 (the closing price of the issuer's common stock on the Arca Exchange on June 30, 2005).
- [F4]The RSUs are service-based and will vest on in four installments, each occurring on the anniversary of the date of grant (beginning on the first anniversary), in the amount of 10%, 20%, 30% and 40% respectively, subject to the Reporting Person's continued employment with the Company. Generally, unvested units will be cancelled upon the Reporting Person's resignation from or other termination of employment with the Company.
Issuer
ARCHIPELAGO HOLDINGS INC
CIK 0001107389
Entity typeother
Related Parties
1- filerCIK 0001300011
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 3:10 PM ET
- Size
- 10.3 KB