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COBB ALICE A 4

Accession 0001108426-11-000014

CIK 0001108426other

View on SEC.gov Company Profile

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 5:13 PM ET

Size

16.1 KB

Accession

0001108426-11-000014

Insider Transaction Report

Form 4

Period: 2011-03-21

PNM RESOURCES INCPNM

SR VP, CAO

Transactions

Exercise/Conversion
Common Stock
2011-03-18$7.98/sh+9,666$77,135→ 65,771 total
Exercise/Conversion
Common Stock
2011-03-18$12.22/sh+5,334$65,181→ 71,105 total
Exercise/Conversion
Stock Options
2011-03-18$14.30/sh−9,666$138,224→ 71,681 total
Exercise: $7.98Exp: 2019-02-17→ Common Stock (9,666 underlying)
Sale
Common Stock
2011-03-18$14.30/sh−5,334$76,276→ 56,105 total
Sale
Common Stock
2011-03-18$14.29/sh−2,130$30,438→ 53,975 total
Exercise/Conversion
Stock Options
2011-03-18$14.30/sh−5,334$76,276→ 66,347 total
Exercise: $12.22Exp: 2020-02-26→ Common Stock (5,334 underlying)
Sale
Common Stock
2011-03-18$14.30/sh−9,666$138,224→ 61,439 total

Holdings

Common Stock
(indirect: By 401(k))
3,373

Footnotes (4)

[F1]Based on the closing price on the date of the grant.
[F2]The options vest in three equal annual installments from grant date of issuance.
[F3]Reflects the sale of vested stock which is being sold for the purpose of providing a source of funds for payment of the tax liability associated with 2011 installment vesting.
[F4]Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. 401(k) Plan. Information is based on a plan statement dated 02/28/11.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

PNM RESOURCES INC

CIK 0001108426

Entity typeother

Related Parties

1

filerCIK 0001159314

Filing Metadata

Form type: 4
Filed: Mar 20, 8:00 PM ET
Accepted: Mar 21, 5:13 PM ET
Size: 16.1 KB

View on SEC.gov