RYAN KEVIN J 4
4 · LARGE SCALE BIOLOGY CORP · Filed Aug 9, 2005
Insider Transaction Report
Form 4
RYAN KEVIN J
Director
Transactions
- Purchase
Common Stock Warrant (Right to Buy)
2005-08-05+462,963→ 462,963 totalExercise: $0.81From: 2006-02-05Exp: 2011-02-05→ Common Stock (462,963 underlying)
Holdings
- 903,614
Common Stock Warrant (Right to Buy)
Exercise: $0.83Exp: 2011-04-15→ Common Stock (903,614 underlying) - 68,196(indirect: By Trust)
Common Stock
- 1,464,391
Common Stock
- 3,667,453(indirect: by Corporation)
Common Stock
- 6,000
Non-Qualified Stock Option (right to buy)
Exercise: $1.74Exp: 2012-05-12→ Common Stock (6,000 underlying)
Footnotes (5)
- [F1]Shares are held by Technology Directors II, LLC ("TDII") of which, Reporting Person is a Managing Member. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in TDII.
- [F2]Shares are held by the Ryan Family Trust of which Reporting Person is trustee.
- [F3]The warrant is exercisable for either (a) up to 903,614 shares of the Issuer's Common Stock at an exercise price of $0.83 per share, or (b) shares of the Common Stock of Issuer's wholly-owned, non-public subsidiary, Predictive Diagnostics, Inc.
- [F4]Immediately exercisable
- [F5]Options are immediately exercisable, but vest in four equal quarterly installments over one year measured from the grant date. Any unvested shares purchased under the option are subject to repurchase by LSBC at the exercise price paid by Reporting Person upon cessation of his service on the Board of Directors prior to vesting in those shares.