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AVATECH SOLUTIONS INC 4

Accession 0001116354-05-000042

CIK 0000852437operating

View on SEC.gov Company Profile

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 4:43 PM ET

Size

13.1 KB

Accession

0001116354-05-000042

Insider Transaction Report

Form 4

Period: 2005-08-03

AVATECH SOLUTIONS INCAVSO

CAPSTONE VENTURES SBIC LP

Director

Transactions

Purchase
Common Stock Purchase Warrants
2005-08-03+15,385→ 15,385 total
Exercise: $0.65Exp: 2008-08-03→ Common Stock (15,385 underlying)
Purchase
Series E Convertible Preferred Stock
2005-08-03$1000.00/sh+75$75,000→ 75 total
From: 2005-12-01→ Common Stock

CAPSTONE SBIC MANAGEMENT INC

10% Owner

Transactions

Purchase
Series E Convertible Preferred Stock
2005-08-03$1000.00/sh+75$75,000→ 75 total
From: 2005-12-01→ Common Stock
Purchase
Common Stock Purchase Warrants
2005-08-03+15,385→ 15,385 total
Exercise: $0.65Exp: 2008-08-03→ Common Stock (15,385 underlying)

FISCHER EUGENE J

Director

Transactions

Purchase
Series E Convertible Preferred Stock
2005-08-03$1000.00/sh+75$75,000→ 75 total
From: 2005-12-01→ Common Stock
Purchase
Common Stock Purchase Warrants
2005-08-03+15,385→ 15,385 total
Exercise: $0.65Exp: 2008-08-03→ Common Stock (15,385 underlying)

SANTRY BARBARA L

10% Owner

Transactions

Purchase
Common Stock Purchase Warrants
2005-08-03+15,385→ 15,385 total
Exercise: $0.65Exp: 2008-08-03→ Common Stock (15,385 underlying)
Purchase
Series E Convertible Preferred Stock
2005-08-03$1000.00/sh+75$75,000→ 75 total
From: 2005-12-01→ Common Stock

Footnotes (6)

[F1]Convertible at a price per share of Common Stock determined by dividing $1,000 plus any accumulated but unpaid Series E dividends, by $0.65, subject to adjustment.
[F2]Any time until redemption.
[F3]The purchase price for the shares of Series E Preferred Stock includes the purchase price for the Warrants.
[F4]Subject to adjustment.
[F5]Immediately.
[F6]All reported securities are owned directly by Capstone Ventures SBIC, L.P., of which Capstone SBIC Management, Inc. is the general partner. Barbara L. Santry shares voting power over the securities with Eugene J. Fischer.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

AVATECH SOLUTIONS INC

CIK 0000852437

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000852437

Filing Metadata

Form type: 4
Filed: Aug 4, 8:00 PM ET
Accepted: Aug 5, 4:43 PM ET
Size: 13.1 KB

View on SEC.gov