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TELEPHONE & DATA SYSTEMS INC /DE/ 5

Accession 0001120437-14-000006

$TDSCIK 0001051512operating
View on SEC.govCompany Profile

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 4:31 PM ET

Size

29.0 KB

Accession

0001120437-14-000006

Insider Transaction Report

Form 5
Period: 2013-12-31
TELEPHONE & DATA SYSTEMS INC /DE/TDS
CARLSON LEROY T
DirectorChairman Emeritus
Transactions
  • Other

    Deferred Compensation

    2013-12-31+2,551→ 135,573 total
    → Common Shares (135,573 underlying)
Holdings

  • Common Shares

    94,860

  • Option (Right to buy)

    Exercise: $31.62From: 2004-12-15Exp: 2014-05-08→ Common Shares (46,905.325 underlying)
    46,905.325

  • Option (Right to buy)

    Exercise: $37.07From: 2005-12-15Exp: 2015-04-20→ Common Shares (55,370.197 underlying)
    55,370.197

  • Option (Right to buy)

    Exercise: $38.00From: 2006-12-15Exp: 2016-06-19→ Common Shares (61,127 underlying)
    61,127

  • Option (Right to buy)

    Exercise: $35.35Exp: 2018-08-26→ Common Shares (41,500 underlying)
    41,500

  • Series A Common Shares

    (indirect: By Spouse)
    → Common Shares (64,139 underlying)
    64,139

  • Option (Right to buy)

    Exercise: $59.45From: 2007-12-15Exp: 2017-07-02→ Common Shares (36,116 underlying)
    36,116

  • Option (Right to buy)

    Exercise: $20.79Exp: 2022-05-15→ Common Shares (51,400 underlying)
    51,400

  • Restricted Stock Units

    From: 2014-12-01Exp: 2014-12-01→ Common Shares (10,000 underlying)
    10,000

  • Common Shares

    (indirect: By 401(k))
    9,627

  • Common Shares

    (indirect: By Trust)
    221,982

  • Common Shares

    (indirect: By Spouse)
    10,101

  • Option (Right to buy)

    Exercise: $26.95Exp: 2019-05-20→ Common Shares (42,200 underlying)
    42,200

  • Option (Right to buy)

    Exercise: $26.66Exp: 2020-05-25→ Common Shares (39,900 underlying)
    39,900

  • Option (Right to buy)

    Exercise: $29.94Exp: 2021-05-13→ Common Shares (31,400 underlying)
    31,400

  • Option (Right to buy)

    Exercise: $22.60Exp: 2023-05-10→ Common Shares (39,382 underlying)
    39,382

  • Restricted Stock Units

    From: 2016-05-10Exp: 2016-05-10→ Common Shares (10,628 underlying)
    10,628

  • Series A Common shares

    (indirect: By Trust)
    → Common Shares (246,837 underlying)
    246,837
Footnotes (11)
  • [F1]Series A Common shares are convertible, on a share-for-share basis, into common shares.
  • [F10]Granted under the 2011 Long-Term Incentive Plan. Options vest on the third annual anniversary
  • [F11]Restricted Stock unit award pursuant to the Long Term Incentive Plan. Sock units will become vested on the third annual anniversary.
  • [F2]Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 210,158 shares acquired by wife.
  • [F3]Voluntary reporting of shares in the TDS 401K. The information is based on a plan statement dated 12/31/13. The number of shares fluctuates and is attributable to the price of the shares on 12/31/13.
  • [F4]Reporting person has deferrred bonuses pursuant to the Long term incentive plan. The employer match vests ratably at 33%, 33% and 34% per year over a 3 year period. Common share units vested at 12/31/13 were 133,432.
  • [F5]Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 192,439 shares acquired by wife.
  • [F6]Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the Aug. 26, 2009, one-third on Aug. 26, 2010 and one-third on Aug. 26, 2011.
  • [F7]Granted under the 2004 Long-Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first anniversary, one-third on the second anniversary and one-third on the third anniversary.
  • [F8]Granted under the 2011 Long-Term Incentive Plan. Options vest over a 3 year period with one-third of the number of share becoming exercisable on the first anniversary, one-third on the second anniversary and one-third on the third anniversary.
  • [F9]Restricted stock unit award pursuant to the 2011 Long Term Incentive Plan. Stock units will become vested on December 1, 2014.

Documents

1 file

Issuer

TELEPHONE & DATA SYSTEMS INC /DE/

CIK 0001051512

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001051512

Filing Metadata

Form type
5
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 4:31 PM ET
Size
29.0 KB
View on SEC.gov