5//SEC Filing
TELEPHONE & DATA SYSTEMS INC /DE/ 5
Accession 0001120437-16-000064
$TDSCIK 0001051512operating
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 9:32 AM ET
Size
30.1 KB
Accession
0001120437-16-000064
Insider Transaction Report
Form 5
CARLSON LEROY T
DirectorChairman Emeritus
Transactions
- Other
Deferred Compensation
2015-12-31+3,255→ 156,093 total→ Common Shares (156,093 underlying)
Holdings
- 105,239
Common Shares
- 9,375(indirect: By 401(k))
Common Shares
- 36,116
Option (Right to buy)
Exercise: $59.45From: 2007-12-15Exp: 2017-07-02→ Common Shares (36,116 underlying) - 10,628
Restricted Stock Units
From: 2016-05-10Exp: 2016-05-10→ Common Shares (10,628 underlying) - 42,200
Option (Right to buy)
Exercise: $26.95Exp: 2019-05-20→ Common Shares (42,200 underlying) - 51,400
Option (Right to buy)
Exercise: $20.79Exp: 2022-05-15→ Common Shares (51,400 underlying) - 20,142
Option (Right to buy)
Exercise: $26.83Exp: 2024-05-16→ Common Shares (20,142 underlying) - 11,422
Option (Right to buy)
Exercise: $29.26Exp: 2025-05-11→ Common Shares (11,422 underlying) - 5,561
Restricted Stock Units
From: 2017-05-16Exp: 2017-05-16→ Common Shares (5,561 underlying) - 249,273(indirect: By Trust)
Series A Common shares
→ Common Shares (249,273 underlying) - 223,991(indirect: By Trust)
Common Shares
- 10,562(indirect: By Spouse)
Common Shares
- 61,127
Option (Right to buy)
Exercise: $38.00From: 2006-12-15Exp: 2016-06-19→ Common Shares (61,127 underlying) - 41,500
Option (Right to buy)
Exercise: $35.35Exp: 2018-08-26→ Common Shares (41,500 underlying) - 31,400
Option (Right to buy)
Exercise: $29.94Exp: 2021-05-13→ Common Shares (31,400 underlying) - 67,063(indirect: By Spouse)
Series A Common Shares
→ Common Shares (67,063 underlying) - 39,900
Option (Right to buy)
Exercise: $26.66Exp: 2020-05-25→ Common Shares (39,900 underlying) - 39,382
Option (Right to buy)
Exercise: $22.60Exp: 2023-05-10→ Common Shares (39,382 underlying) - 3,757
Restricted Stock Units
From: 2018-05-11Exp: 2018-05-11→ Common Shares (3,757 underlying)
Footnotes (10)
- [F1]Series A Common shares are convertible, on a share-for-share basis, into common shares.
- [F10]Restricted Stock unit award pursuant to the Long Term Incentive Plan. Stock units will become vested on the third annual anniversary.
- [F2]Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 212,242 shares acquired by wife.
- [F3]Voluntary reporting of shares in the TDS 401K. The information is based on a plan statement dated 12/31/15. The number of shares fluctuates and is attributable to the price of the shares on 12/31/15.
- [F4]Reporting person has deferrred bonuses pursuant to the Long term incentive plan. The employer match vests ratably at 33%, 33% and 34% per year over a 3 year period. Common share units vested at 12/31/15 were 154,490.
- [F5]Beneficial ownership of shares held in Voting Trust. Reporting person disclaims ownership of 194,315 shares acquired by wife.
- [F6]Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the Aug. 26, 2009, one-third on Aug. 26, 2010 and one-third on Aug. 26, 2011.
- [F7]Granted under the 2004 Long-Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first anniversary, one-third on the second anniversary and one-third on the third anniversary.
- [F8]Granted under the 2011 Long-Term Incentive Plan. Options vest over a 3 year period with one-third of the number of share becoming exercisable on the first anniversary, one-third on the second anniversary and one-third on the third anniversary.
- [F9]Granted under the 2011 Long-Term Incentive Plan. Options vest on the third annual anniversary
Documents
Issuer
TELEPHONE & DATA SYSTEMS INC /DE/
CIK 0001051512
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001051512
Filing Metadata
- Form type
- 5
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 9:32 AM ET
- Size
- 30.1 KB