4/A//SEC Filing
MEDIABAY INC 4/A
Accession 0001123292-03-000413
CIK 0001040973operating
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 8:23 PM ET
Size
11.2 KB
Accession
0001123292-03-000413
Insider Transaction Report
Form 4/AAmended
MEDIABAY INCMBAY
HERRICK NORTON
Other
Transactions
- Sale
Convertible Senior Subordinated Note Due December 31, 2004
2000-01-20$1000000.00/shExercise: $11.13From: 1998-12-31Exp: 2004-12-31→ Common Stock (89,887 underlying) - Award
Employee Stock Options (Right to Buy)
2000-01-04+300,000→ 300,000 totalExercise: $10.38From: 2000-01-04Exp: 2010-01-04→ Common Stock (300,000 underlying) - Sale
Convertible Senior Subordinated Note Due December 31, 2004
2000-01-12$1223750.00/shExercise: $11.13From: 1998-12-31Exp: 2004-12-31→ Common Stock (110,000 underlying) - Award
Common Stock Warrants (Right to Buy)
2000-01-20+23,333→ 863,554 totalExercise: $8.41From: 2000-01-20Exp: 2003-12-31→ Common Stock (23,333 underlying) - Award
Common Stock Warrants (Right to Buy)
2000-01-12+28,554→ 840,221 totalExercise: $8.41From: 2000-01-12Exp: 2003-12-31→ Common Stock (28,554 underlying)
Footnotes (2)
- [F1]On December 21, 1999 the Reporting Person entered into an agreement (the Agreement) with a third party under which the third party, as described in note 2 of the Reporting Person's amended Form 5 for the year ended December 31, 1999, agreed to purchase from the Reporting Person, in a series of payments at various times, $9,000,000 of the Convertible Senior Subordinated Promissory Note Due December 31, 2004. The third party made payments at various intervals, including the $1,223,750 and $1,000,000 referenced above, reflecting the purchase of those portions of the note. The third party paid an aggregate of $4,223,750. On January 24, 2000, the Reporting Person and the third party entered into an agreement which terminated the Agreement and the third party's right and obligation to purchase the remainder of the note.
- [F2]Pursuant to a letter agreement dated December 31, 1998, between the Reporting Person and the Issuer, which is described in note 1 of the Reporting Person's amended Form 4 for September 1999, the Issuer issued to the Reporting Person warrants for 28,554 shares of Common Stock and 23,333 shares of Common Stock as a result of the refinancing of $1,223,750 and $1,000,000 of the promissory note mentioned in note 1 above.
Documents
Issuer
MEDIABAY INC
CIK 0001040973
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001040973
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 4, 8:00 PM ET
- Accepted
- Sep 5, 8:23 PM ET
- Size
- 11.2 KB