4//SEC Filing
Colony Capital, Inc. 4
Accession 0001123292-17-000124
CIK 0001467076operating
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 9:45 PM ET
Size
8.1 KB
Accession
0001123292-17-000124
Insider Transaction Report
Form 4
Hedstrom Mark M.
Vice President
Transactions
- Disposition to Issuer
Class A Common Stock
2017-01-10−190,863→ 0 total
Holdings
- 1,571,148(indirect: See footnote)
OP Units
→ Class A Common Stock (1,571,148 underlying)
Footnotes (4)
- [F1]Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc. ("Colony"), NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of Colony into Colony NorthStar ("Merger"), each share of Colony class A common stock converted into the right to receive 1.4663 shares of Colony NorthStar's class A common stock, which converted shares of Colony NorthStar class A common stock shall be timely reported in accordance with Section 16 of the Securities Exchange Act of 1934, as amended.
- [F2]On the effective date of the Merger, the closing price of Colony's class A common stock was $21.52 per share, and the closing price of Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share.
- [F3]The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the Issuer. The OP Units do not have expiration dates.
- [F4]These units are held by LLCs controlled by Thomas J. Barrack, Jr. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the common shares or cash received upon such redemption.
Documents
Issuer
Colony Capital, Inc.
CIK 0001467076
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001467076
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 9:45 PM ET
- Size
- 8.1 KB