4//SEC Filing
Shaw Allan 4
Accession 0001123292-18-000962
CIK 0000881524other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 9:02 PM ET
Size
6.2 KB
Accession
0001123292-18-000962
Insider Transaction Report
Form 4
VIVUS INCVVUS
Shaw Allan
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2018-09-15−139→ 139 total→ Common Stock (139 underlying)
Footnotes (3)
- [F1]On September 10, 2018, VIVUS, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). Accordingly, 1,389 shares of common stock on a pre-Reverse Split basis was adjusted to 139 shares following the Reverse Split (with fractional shares rounded up to the next whole number). The shares of common stock will be released to the reporting person on a later date.
- [F2]Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis upon vesting.
- [F3]The restricted stock units vest according to the following schedule: 8/36ths of the total restricted stock units originally granted vested on May 15, 2016 and an additional 1/36th of the total restricted stock units originally granted vest on the 15th of each month thereafter, subject to the individual continuing to be a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan) on the relevant vesting dates
Documents
Issuer
VIVUS INC
CIK 0000881524
Entity typeother
Related Parties
1- filerCIK 0001626850
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 9:02 PM ET
- Size
- 6.2 KB