4//SEC Filing
Sterling Rick L. 4
Accession 0001123292-20-000903
CIK 0001356090other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:32 PM ET
Size
8.7 KB
Accession
0001123292-20-000903
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Sterling Rick L.
Chief Financial Officer
Transactions
- Sale
Common Stock
2020-06-16$4.50/sh−7,619$34,286→ 287,973 total - Exercise/Conversion
Common Stock
2020-06-15+25,000→ 295,592 total - Exercise/Conversion
Restricted Stock Units
2020-06-15−25,000→ 50,000 total→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
- [F3]The RSUs were granted on March 23, 2020 and the remaining 50,000 RSUs vest in two equal installments on September 15, 2020 and December 15, 2020.
Documents
Issuer
PRECIGEN, INC.
CIK 0001356090
Entity typeother
Related Parties
1- filerCIK 0001583123
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 4:32 PM ET
- Size
- 8.7 KB