Sterling Rick L. 4
4 · PRECIGEN, INC. · Filed Jun 17, 2020
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Sterling Rick L.
Chief Financial Officer
Transactions
- Sale
Common Stock
2020-06-16$4.50/sh−7,619$34,286→ 287,973 total - Exercise/Conversion
Common Stock
2020-06-15+25,000→ 295,592 total - Exercise/Conversion
Restricted Stock Units
2020-06-15−25,000→ 50,000 total→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
- [F3]The RSUs were granted on March 23, 2020 and the remaining 50,000 RSUs vest in two equal installments on September 15, 2020 and December 15, 2020.