Sterling Rick L. 4
4 · PRECIGEN, INC. · Filed Sep 17, 2020
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Sterling Rick L.
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-09-15−25,000→ 25,000 total→ Common Stock (25,000 underlying) - Sale
Common Stock
2020-09-16$5.22/sh−7,660$39,985→ 305,313 total - Exercise/Conversion
Common Stock
2020-09-15+25,000→ 312,973 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
- [F3]The RSUs were granted on March 23, 2020 and the remaining 25,000 RSUs vest on December 15, 2020.