Sterling Rick L. 4
4 · PRECIGEN, INC. · Filed Dec 17, 2020
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Sterling Rick L.
Chief Financial Officer
Transactions
- Sale
Common Stock
2020-12-16$7.20/sh−9,416$67,795→ 320,897 total - Exercise/Conversion
Common Stock
2020-12-15+25,000→ 330,313 total - Exercise/Conversion
Restricted Stock Units
2020-12-15−25,000→ 0 total→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
- [F3]The RSUs were granted on March 23, 2020 and have vested in full.