Sterling Rick L. 4
4 · PRECIGEN, INC. · Filed Jan 5, 2021
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Sterling Rick L.
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-01-02+9,766→ 330,663 total - Sale
Common Stock
2021-01-04$10.16/sh−3,487$35,428→ 327,176 total - Exercise/Conversion
Restricted Stock Units
2021-01-02−9,766→ 9,765 total→ Common Stock (9,766 underlying)
Footnotes (3)
- [F1]Each restricted unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
- [F3]The RSUs were granted on January 2, 2018, and the remaining RSUs vest on January 2, 2022.