Sterling Rick L. 4
4 · PRECIGEN, INC. · Filed Jan 6, 2021
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Sterling Rick L.
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-01-04+18,940→ 346,116 total - Exercise/Conversion
Restricted Stock Units
2021-01-04−18,940→ 37,878 total→ Common Stock (18,940 underlying) - Sale
Common Stock
2021-01-05$10.56/sh−6,096$64,404→ 340,020 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
- [F3]The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023.