4//SEC Filing
Sterling Rick L. 4
Accession 0001123292-21-000058
CIK 0001356090other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:40 PM ET
Size
8.4 KB
Accession
0001123292-21-000058
Insider Transaction Report
Form 4
PRECIGEN, INC.PGEN
Sterling Rick L.
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-01-04+18,940→ 346,116 total - Exercise/Conversion
Restricted Stock Units
2021-01-04−18,940→ 37,878 total→ Common Stock (18,940 underlying) - Sale
Common Stock
2021-01-05$10.56/sh−6,096$64,404→ 340,020 total
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
- [F2]This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
- [F3]The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023.
Documents
Issuer
PRECIGEN, INC.
CIK 0001356090
Entity typeother
Related Parties
1- filerCIK 0001583123
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:40 PM ET
- Size
- 8.4 KB