PRINCIPAL FINANCIAL GROUP INC·4

Mar 31, 4:09 PM ET

Kay Kathleen B 4

Research Summary

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Principal Financial (PFG) EVP Kay Kathleen B Receives 469 RSUs

What Happened
Kay Kathleen B, EVP — Chief Information Officer at Principal Financial Group (PFG), received an award of 469 restricted stock units (RSUs) on March 27, 2026. The Form 4 reports the acquisition as 469 shares at $0.00 (code A — award/grant). RSUs are compensation awards that convert to actual shares if and when vesting conditions are met.

Key Details

  • Transaction date: 2026-03-27; Filing date (Accession): 2026-03-31 (filed within required period).
  • Reported transaction: 469 shares @ $0.00 (award/grant; Form 4 code A).
  • Footnote F1: Grant of restricted stock units.
  • Shares owned after the transaction: not specified in the supplied filing.
  • Timeliness: Filing appears timely (filed by March 31 for a March 27 transaction).

Context
This was an equity compensation grant (RSUs), a routine form of executive pay, not an open-market purchase or sale. The $0.00 in the filing reflects that these were granted awards; actual economic value depends on future vesting and the stock price at vesting. Such grants are common and do not by themselves indicate buying or selling sentiment.