PRINCIPAL FINANCIAL GROUP INC·4

Mar 31, 4:10 PM ET

LITTLEFIELD CHRISTOPHER J 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Mar 31, 2026

Research Summary

AI-generated summary of this filing

Updated

Principal Financial (PFG) President Christopher Littlefield Receives Award

What Happened
Christopher J. Littlefield, President — RIS of Principal Financial Group (PFG), was granted 660 restricted stock units (RSUs) on 2026-03-27. The Form 4 lists the acquisition price as $0.00 (code A — award/grant), i.e., an equity award rather than an open‑market purchase or sale.

Key Details

  • Transaction date: 2026-03-27; filing date: 2026-03-31 (filed within required timeframe).
  • Transaction type/code: Award / Grant (A); 660 RSUs acquired at $0.00 (reported value $0).
  • Footnotes: F1 = grant of restricted stock units; F2 notes inclusion of an accumulated 2,984 shares acquired under the Employee Stock Purchase Plan (ESPP); F3 indicates holdings are in a revocable trust.
  • Shares owned after the grant: total beneficial ownership after this grant is not specified in the supplied summary.

Context
RSU grants are a form of compensation and do not necessarily signal a personal buying or selling decision. They differ from open‑market purchases (which can be viewed as a stronger bullish signal) and from sales (which can be liquidity-driven). This filing appears routine and was reported on time.

Insider Transaction Report

Form 4
Period: 2026-03-27
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-03-27+66075,880 total
Holdings
  • Common Stock

    [F3]
    (indirect: By Trust)
    11
Footnotes (3)
  • [F1]Grant of restricted stock units.
  • [F2]Includes an accumulative total of 2,984 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F3]Held in revocable trust.
Signature
Chris Agbe-Davies as Attorney-in-Fact|2026-03-31

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES