LITTLEFIELD CHRISTOPHER J 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Mar 31, 2026
Research Summary
AI-generated summary of this filing
Principal Financial (PFG) President Christopher Littlefield Receives Award
What Happened
Christopher J. Littlefield, President — RIS of Principal Financial Group (PFG), was granted 660 restricted stock units (RSUs) on 2026-03-27. The Form 4 lists the acquisition price as $0.00 (code A — award/grant), i.e., an equity award rather than an open‑market purchase or sale.
Key Details
- Transaction date: 2026-03-27; filing date: 2026-03-31 (filed within required timeframe).
- Transaction type/code: Award / Grant (A); 660 RSUs acquired at $0.00 (reported value $0).
- Footnotes: F1 = grant of restricted stock units; F2 notes inclusion of an accumulated 2,984 shares acquired under the Employee Stock Purchase Plan (ESPP); F3 indicates holdings are in a revocable trust.
- Shares owned after the grant: total beneficial ownership after this grant is not specified in the supplied summary.
Context
RSU grants are a form of compensation and do not necessarily signal a personal buying or selling decision. They differ from open‑market purchases (which can be viewed as a stronger bullish signal) and from sales (which can be liquidity-driven). This filing appears routine and was reported on time.
Insider Transaction Report
Form 4
LITTLEFIELD CHRISTOPHER J
President - RIS
Transactions
- Award
Common Stock
[F1][F2]2026-03-27+660→ 75,880 total
Holdings
- 11(indirect: By Trust)
Common Stock
[F3]
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]Includes an accumulative total of 2,984 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Held in revocable trust.
Signature
Chris Agbe-Davies as Attorney-in-Fact|2026-03-31