Insider · CIK 0001180573

LITTLEFIELD CHRISTOPHER J

Reports to the SEC for 4 companies · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001180573

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+538 sh	—	—	77,279
2026-06-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+559 sh	—	—	76,741
2026-03-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+660 sh	—	—	75,880
2026-02-27	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	President - RIS	FTax Payment	−3,693 sh	$95.42	−$352K	75,193
2026-02-23	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+9,375 sh	—	—	78,912
2026-02-23	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+7,975 sh	—	—	69,537
2025-12-19	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+520 sh	—	—	61,588
2025-09-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+548 sh	—	—	61,016
2025-06-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+550 sh	—	—	60,441
2025-03-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+510 sh	—	—	59,567
2025-02-28	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	President - RIS	FTax Payment	−3,812 sh	$89.04	−$339K	59,034
2025-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+8,432 sh	—	—	49,812
2025-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+13K sh	—	—	62,846
2024-12-18	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+378 sh	—	—	41,380
2024-09-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+322 sh	—	—	40,978
2024-06-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+341 sh	—	—	40,634
2024-03-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+303 sh	—	—	39,982
2024-02-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+8,782 sh	—	—	33,888
2024-02-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+5,773 sh	—	—	39,661
2023-12-20	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+197 sh	—	—	25,106
2023-09-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+207 sh	—	—	24,891
2023-06-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+191 sh	—	—	24,664
2023-03-31	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+194 sh	—	—	24,157
2023-02-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+6,555 sh	—	—	23,947
2023-02-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+7,696 sh	—	—	17,392
2022-12-19	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+62 sh	—	—	9,696
2022-09-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+72 sh	—	—	9,620
2022-06-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+75 sh	—	—	9,533
2022-03-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+69 sh	—	—	9,458
2022-02-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - RIS	AAward	+7,963 sh	—	—	7,963
2021-03-05	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Options (Right to Buy)A Award	President - RIS	AAward	+31.6K sh	—	—	31,550
2020-12-21	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Options (Right to Buy)A Award	President - RIS	AAward	+31.6K sh	—	—	31,550
2020-02-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Options (Right to Buy)A Award	President - RIS	AAward	+51.3K sh	—	—	51,285
2018-09-14	FGL HoldingsP Purchase	Director, President and CEO	PPurchase	+30K sh	$8.74	+$262K	30,000
2018-05-15	FGL HoldingsEmployee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+1.21M sh	—	—	1,211,387
2018-05-15	FGL HoldingsEmployee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+1.21M sh	—	—	1,211,386
2018-05-15	FGL HoldingsEmployee Stock Option (right to buy)A Award	Director, President and CEO	AAward	+307K sh	—	—	306,738
2017-11-30	Fidelity & Guaranty LifeFGL Stock OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−8,823 sh	—	—	0
2017-11-30	Fidelity & Guaranty LifeFGL Stock OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−119K sh	—	—	0
2017-11-30	Fidelity & Guaranty LifeFGL Stock OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−46.7K sh	—	—	0
2017-11-30	Fidelity & Guaranty LifeFGL Stock OptionD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−24.1K sh	—	—	0
2017-11-30	Fidelity & Guaranty LifeD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−91.7K sh	—	—	0
2017-02-01	Fidelity & Guaranty LifeF Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,124 sh	$23.65	−$73.9K	91,741
2016-12-01	Fidelity & Guaranty LifeA Award	Director, Chief Executive Officer	AAward	+29.1K sh	$23.35	+$680K	94,865
2016-12-01	Fidelity & Guaranty LifeF Tax Payment	Director, Chief Executive Officer	FTax Payment	−5,575 sh	$23.35	−$130K	65,744
2016-12-01	Fidelity & Guaranty LifeStock Option (right to buy)A Award	Director, Chief Executive Officer	AAward	+46.7K sh	—	—	46,692
2016-02-01	Fidelity & Guaranty LifeF Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,099 sh	$24.86	−$77K	71,319
2015-12-01	Fidelity & Guaranty LifeA Award	Director, Chief Executive Officer	AAward	+26.4K sh	—	—	74,418
2015-12-01	Fidelity & Guaranty LifeStock Option (right to buy)A Award	Director, Chief Executive Officer	AAward	+119K sh	—	—	118,809
2015-12-01	Fidelity & Guaranty LifeA Award	Director, Chief Executive Officer	AAward	+8,802 sh	—	—	56,814

Recent filings

Accepted (ET)
Sep 294
LITTLEFIELD CHRISTOPHER J0001126328-26-000200
SEC(opens sec.gov)
Jun 304
LITTLEFIELD CHRISTOPHER J0001126328-26-000153
SEC(opens sec.gov)
Mar 314
LITTLEFIELD CHRISTOPHER J0001126328-26-000071
SEC(opens sec.gov)
Mar 34
LITTLEFIELD CHRISTOPHER J0001126328-26-000049
SEC(opens sec.gov)
Feb 254
LITTLEFIELD CHRISTOPHER J0001126328-26-000025
SEC(opens sec.gov)
Dec 234
LITTLEFIELD CHRISTOPHER J0001126328-25-000116
SEC(opens sec.gov)
Sep 304
LITTLEFIELD CHRISTOPHER J0001126328-25-000035
SEC(opens sec.gov)
Jul 14
LITTLEFIELD CHRISTOPHER J0001062993-25-012388
SEC(opens sec.gov)
Apr 14
LITTLEFIELD CHRISTOPHER J0001062993-25-006735
SEC(opens sec.gov)
Mar 44
LITTLEFIELD CHRISTOPHER J0001062993-25-004425
SEC(opens sec.gov)
Feb 264
LITTLEFIELD CHRISTOPHER J0001062993-25-003631
SEC(opens sec.gov)
Dec 204
LITTLEFIELD CHRISTOPHER J0001062993-24-021049
SEC(opens sec.gov)
Oct 14
LITTLEFIELD CHRISTOPHER J0001062993-24-017143
SEC(opens sec.gov)
Jul 14
LITTLEFIELD CHRISTOPHER J0001062993-24-013227
SEC(opens sec.gov)
Apr 14
LITTLEFIELD CHRISTOPHER J0001062993-24-007653
SEC(opens sec.gov)
Feb 284
LITTLEFIELD CHRISTOPHER J0001062993-24-004825
SEC(opens sec.gov)
Dec 224
LITTLEFIELD CHRISTOPHER J0001062993-23-023136
SEC(opens sec.gov)

Companies

Address

711 HIGH STREET

DES MOINES, IA, 50392