Carter Miller Jocelyn 4

What Happened

Jocelyn Carter Miller, a director of Principal Financial Group (PFG), received an award of 805 restricted stock units (RSUs) on March 27, 2026. The Form 4 reports the acquisition price as $0.00, indicating a grant of compensation (not an open-market purchase or sale).

Key Details

• Transaction date: 2026-03-27 (reported on Form 4 filed 2026-03-31)
• Transaction type/code: Award/Grant (Code A); footnote F1: "Grant of restricted stock units"
• Shares/units received: 805 RSUs
• Reported price: $0.00 (typical for equity awards)
• Shares owned after transaction: not specified in the provided filing
• Timeliness: Form filed 2026-03-31 — appears to be filed within the SEC’s standard two-business-day window

Context

Restricted stock units are a form of equity compensation that typically convert to shares if vesting conditions are met; they are not an immediate market purchase or sale and do not by themselves indicate the insider is buying or selling stock. This grant should be viewed as compensation rather than a direct vote of confidence through open-market buying.