Kay Kathleen B 4

What Happened
Kay Kathleen B, EVP and Chief Information Officer of Principal Financial Group (PFG), received an award of 398 restricted stock units (RSUs) on June 26, 2026. The filing reports the acquisition as 398 shares at $0.00 (code A — award/grant), with a reported acquisition value of $0. This was an equity award, not an open-market purchase or sale.

Key Details

• Transaction date: 2026-06-26; Form 4 filed: 2026-06-30. The filing appears timely under the SEC’s two-business-day rule.
• Transaction type/code: A (award/grant) — restricted stock units (footnote F1).
• Shares involved: 398 RSUs; reported price per share: $0.00; reported acquisition value: $0.
• Shares owned after transaction: not stated in the provided filing.
• Footnote: F1 specifies these were restricted stock units (likely subject to vesting and forfeiture conditions).

Context
RSU grants are compensation awards that typically vest over time and do not represent an immediate open-market purchase or sale. Such awards are a common component of executive compensation and do not, by themselves, indicate a buy/sell signal from the insider.