Home/Filings/4/0001127602-07-001422
4//SEC Filing

WACHOVIA CORP NEW 4

Accession 0001127602-07-001422

CIK 0000036995operating

Filed

Apr 18, 8:00 PM ET

Accepted

Apr 19, 6:29 PM ET

Size

16.8 KB

Accession

0001127602-07-001422

Insider Transaction Report

Form 4
Period: 2007-04-18
TRUSLOW DONALD K
SEVP, and Chief Risk Officer
Transactions
  • Exercise/Conversion

    ESOP (Right to Buy)

    2007-04-182,6660 total
    Exercise: $37.50From: 1999-01-23Exp: 2008-01-23Common Stock (2,666 underlying)
  • Tax Payment

    Common Stock

    2007-04-18$55.87/sh1,789$99,951164,615 total
  • Tax Payment

    Common Stock

    2007-04-18$55.87/sh1,552$86,710163,738 total
  • Exercise/Conversion

    ESOP (Right to Buy)

    2007-04-1837,3340 total
    Exercise: $37.50From: 1999-01-23Exp: 2008-01-23Common Stock (37,334 underlying)
  • Sale

    Common Stock

    2007-04-18$55.52/sh37,334$2,072,948163,738 total
  • Exercise/Conversion

    Common Stock

    2007-04-18$37.50/sh+37,334$1,400,025201,072 total
  • Exercise/Conversion

    Common Stock

    2007-04-18$37.50/sh+2,666$99,975166,404 total
Holdings
  • Common Stock

    (indirect: By Trust)
    7,108.724
Footnotes (5)
  • [F1]Provisions exist with respect to these shares to allow for the witholding of shares to satisfy tax witholding obligations and the witholding of shares in payment of the exercise price.
  • [F2]The option becomes exercisable in 20% increments on each of January 23, 1999, 2000, 2001, 2002, and 2003, respectively.
  • [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
  • [F4]The exercise price for the 2,666 shares was paid by delivering 1,789 shares of common stock at a fair market value of $55.87, plu s $23.57 in cash.
  • [F5]Includes 70,163 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of share s to satisfy tax withholding obligations.

Issuer

WACHOVIA CORP NEW

CIK 0000036995

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000036995

Filing Metadata

Form type
4
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 6:29 PM ET
Size
16.8 KB