4//SEC Filing
WACHOVIA CORP NEW 4
Accession 0001127602-09-000281
CIK 0000036995operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:16 PM ET
Size
31.9 KB
Accession
0001127602-09-000281
Insider Transaction Report
Form 4
CUMMINGS STEPHEN E
SEVP, CoHead CIB
Transactions
- Disposition to Issuer
ESOP
2008-12-31−61,112→ 0 totalExercise: $44.65From: 2005-04-19Exp: 2014-04-19→ Common Stock (61,112 underlying) - Tax Payment
Common Stock
2008-12-31$5.54/sh−30,521$169,086→ 141,280 total - Disposition to Issuer
ESOP
2008-12-31−112,771→ 0 totalExercise: $50.38From: 2006-04-18Exp: 2015-04-18→ Common Stock (112,771 underlying) - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−146,850→ 0 totalExercise: $56.05From: 2007-03-31Exp: 2016-03-30→ Common Stock (146,850 underlying) - Disposition to Issuer
Common Stock
2008-12-31−436.369→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Common Stock
2008-12-31−141,280→ 0 total - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−47,972→ 0 totalExercise: $58.36From: 2008-02-20Exp: 2017-02-20→ Common Stock (47,972 underlying) - Disposition to Issuer
Common Stock
2008-12-31−400→ 0 total(indirect: By Trust) - Disposition to Issuer
ESOP (Right to Buy)
2008-12-31−93,075→ 0 totalExercise: $33.79From: 2009-02-19Exp: 2018-02-19→ Common Stock (93,075 underlying)
Footnotes (14)
- [F1]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
- [F10]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F11]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb 20, 2008.
- [F12]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F13]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb. 19, 2009.
- [F14]Includes 99,918 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
- [F2]Shares disposed of in the merger between Wachovia Corporation and Wells Fargo & Company pursuant to which each share of Wachovia Corporation common stock was exchanged for .1991 shares of Wells Fargo common stock.
- [F3]Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars.
- [F4]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning April 19, 2005.
- [F5]In the merger of Wachovia Corporation and Wells Fargo & Company, each outstanding option to purchase Wachovia Corporation common stock was converted to an option to purchase Wells Fargo stock on substantially the same terms, except that the number of options was adjusted by multiplying the number of Wachovia Corporation options by .1991 and the exercise price was adjusted by dividing the Wachovia Corporation exercise price by .1991.
- [F6]Provisions exist with respect to these shares to allow for the witholding of shares to satisfy tax witholding obligations and the witholding of shares in payment of the exercise price.
- [F7]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning April 18, 2006.
- [F8]Provisions exist with respect to these shares to allow for the withholding of shares to statisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
- [F9]The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning March 31, 2007.
Documents
Issuer
WACHOVIA CORP NEW
CIK 0000036995
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000036995
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 12:16 PM ET
- Size
- 31.9 KB