Insider · CIK 0001232066

CUMMINGS STEPHEN E

Reports to the SEC for 4 companies · HAMILTON

sec.gov

Transactions

Companies

Filings

CIK

0001232066

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-01	NTBBank of N.T. Butterfield & Son LtdA Award	Director	AAward	+1,178 sh	$59.42	+$70K	1,178
2026-08-26	NTBBank of N.T. Butterfield & Son Ltd · Restricted Stock Units - EDIPA Award	Director	AAward	+44 sh	—	—	5,239
2026-05-27	NTBBank of N.T. Butterfield & Son Ltd · Restricted Stock Units - EDIPA Award	Director	AAward	+49 sh	—	—	5,531
2016-12-30	NorthStar Asset Management Group Inc.A Award	Director	AAward	+8,043 sh	—	—	56,662
2015-05-28	NorthStar Asset Management Group Inc.A Award	Director	AAward	+5,574 sh	—	—	48,619
2014-07-01	NorthStar Asset Management Group Inc.A Award	Director	AAward	+6,250 sh	—	—	6,250
2014-06-30	NORTHSTAR REALTY FINANCE CORP.LTIP UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−11.3K sh	—	—	0
2014-06-30	NORTHSTAR REALTY FINANCE CORP.LTIP UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−13.9K sh	—	—	0
2014-06-30	NORTHSTAR REALTY FINANCE CORP.J Other	Director	JOther	+19.5K sh	—	—	19,466
2014-06-30	NORTHSTAR REALTY FINANCE CORP.LTIP UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−13.8K sh	—	—	0
2013-05-30	NORTHSTAR REALTY FINANCE CORP.LTIP UnitsA Award	Director	AAward	+13.8K sh	—	—	38,932
2012-05-25	NORTHSTAR REALTY FINANCE CORP.LTIP UnitsA Award	Director	AAward	+11.3K sh	—	—	25,155
2011-05-27	NORTHSTAR REALTY FINANCE CORP.LTIP UnitsA Award	Director	AAward	+13.9K sh	—	—	13,856
2010-05-24	NORTHSTAR REALTY FINANCE CORP.A Award	Director	AAward	+19.7K sh	—	—	34,661
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−400 sh	—	—	0
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−400 sh	—	—	0
2008-12-31	WACHOVIA CORP NEWESOP (Right to Buy)D Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−93.1K sh	—	—	0
2008-12-31	WACHOVIA CORP NEWESOP (Right to Buy)D Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−48K sh	—	—	0
2008-12-31	WACHOVIA CORP NEWESOP (Right to Buy)D Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−147K sh	—	—	0
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−400 sh	—	—	0
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−400 sh	—	—	0
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−436.369 sh	—	—	0
2008-12-31	WACHOVIA CORP NEWESOPD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−113K sh	—	—	0
2008-12-31	WACHOVIA CORP NEWESOPD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−61.1K sh	—	—	0
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−141K sh	—	—	0
2008-12-31	WACHOVIA CORP NEWF Tax Payment	SEVP & Head CIB	FTax Payment	−30.5K sh	$5.54	−$169K	141,280
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−400 sh	—	—	0
2008-12-31	WACHOVIA CORP NEWD Disposition to Issuer	SEVP & Head CIB	DDisposition to Issuer	−400 sh	—	—	0
2008-12-08	WACHOVIA CORP NEWS Sale	SEVP & Head CIB	SSale	−130K sh	$6.13	−$799K	171,801
2007-04-20	WACHOVIA CORP NEWF Tax Payment	SEVP & Head CIB	FTax Payment	−1,070 sh	$55.85	−$59.8K	211,122
2007-04-18	WACHOVIA CORP NEWF Tax Payment	SEVP & Head CIB	FTax Payment	−2,586 sh	$55.87	−$144K	213,593
2007-02-20	WACHOVIA CORP NEWESOP (Right to Buy)A Award	SEVP & Head CIB	AAward	+48K sh	—	—	47,972
2007-02-20	WACHOVIA CORP NEWA Award	SEVP & Head CIB	AAward	+48K sh	—	—	218,729
2006-06-12	WACHOVIA CORP NEWG Gift	SEVP & Head CIB	GGift	−460 sh	—	—	172,866
2006-03-31	WACHOVIA CORP NEWA Award	SEVP & Head CIB	AAward	+30K sh	—	—	178,383
2006-03-31	WACHOVIA CORP NEWESOP (Right to Buy)A Award	SEVP & Head CIB	AAward	+147K sh	$56.05	+$8.23M	146,850
2005-08-29	WACHOVIA CORP NEWG Gift	SEVP & Head CIB	GGift	−1,653 sh	—	—	150,237
2005-06-09	WACHOVIA CORP NEWS Sale	SEVP & Head CIB	SSale	−14.5K sh	$50.25	−$729K	151,890
2005-06-09	WACHOVIA CORP NEWS Sale	SEVP & Head CIB	SSale	−15.5K sh	$50.16	−$777K	166,390
2005-05-27	WACHOVIA CORP NEWG Gift	SEVP & Head CIB	GGift	−208 sh	—	—	181,890
2005-04-22	WACHOVIA CORP NEWF Tax Payment	SEVP & Head CIB	FTax Payment	−1,070 sh	$50.58	−$54.1K	182,098
2005-04-19	WACHOVIA CORP NEWF Tax Payment	SEVP & Head CIB	FTax Payment	−1,401 sh	$50.27	−$70.4K	183,168
2005-04-18	WACHOVIA CORP NEWA Award	SEVP & Head CIB	AAward	+30.5K sh	$50.38	+$1.53M	184,569
2005-04-18	WACHOVIA CORP NEWESOPA Award	SEVP & Head CIB	AAward	+113K sh	$50.38	+$5.68M	112,771
2004-12-27	WACHOVIA CORP NEWG Gift	SEVP & Head CIB	GGift	−190 sh	—	—	158,074
2004-04-22	WACHOVIA CORP NEWF Tax Payment	SEVP & Head CIB	FTax Payment	−818 sh	$45.92	−$37.6K	158,264
2004-04-20	WACHOVIA CORP NEWF Tax Payment	SEVP & Head CIB	FTax Payment	−293 sh	$44.38	−$13K	159,082
2004-04-19	WACHOVIA CORP NEWA Award	SEVP & Head CIB	AAward	+16.5K sh	$44.65	+$737K	159,375
2004-04-19	WACHOVIA CORP NEWESOPA Award	SEVP & Head CIB	AAward	+61.1K sh	$44.65	+$2.73M	61,112

Recent filings

Accepted (ET)
Oct 54
CUMMINGS STEPHEN E0001653242-26-000131
SEC(opens sec.gov)
Aug 274
CUMMINGS STEPHEN E0001653242-26-000109
SEC(opens sec.gov)
May 294
CUMMINGS STEPHEN E0001653242-26-000046
SEC(opens sec.gov)
Jan 44
NorthStar Asset Management Group Inc.0001571049-17-000137
SEC(opens sec.gov)
May 294
NorthStar Asset Management Group Inc.0001571049-15-004756
SEC(opens sec.gov)
Jul 24
NorthStar Asset Management Group Inc.0001571049-14-002841
SEC(opens sec.gov)
Jul 14
NORTHSTAR REALTY FINANCE CORP.0001571049-14-002782
SEC(opens sec.gov)
May 314
CUMMINGS STEPHEN E0001179110-13-009406
SEC(opens sec.gov)
May 304
CUMMINGS STEPHEN E0001179110-12-009335
SEC(opens sec.gov)
Jun 14
CUMMINGS STEPHEN E0001179110-11-009058
SEC(opens sec.gov)
May 254
CUMMINGS STEPHEN E0001144204-10-030249
SEC(opens sec.gov)
Jan 54
WACHOVIA CORP NEW0001127602-09-000281
SEC(opens sec.gov)

Companies

Address

65 FRONT STREET

HAMILTON, HM 12