Home/Filings/4/0001127602-10-000260
4//SEC Filing

Byers Robert L 4

Accession 0001127602-10-000260

CIK 0000700733other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 8:18 AM ET

Size

10.2 KB

Accession

0001127602-10-000260

Insider Transaction Report

Form 4
Period: 2009-12-31
Transactions
  • Other

    Phantom Stock (RSU's)

    2009-12-31+100.0394,100.039 total
    Common Stock (100.039 underlying)
  • Other

    Common Stock

    2009-12-31+130.65173,743.327 total
  • Award

    Phantom Stock (Deferred Stock)

    2009-12-31$5.80/sh+1,799.017$10,43415,020.548 total
    Common Stock (1,799.017 underlying)
Footnotes (5)
  • [F1]1 for 1
  • [F2]The phantom stock units granted under the National Penn Bancshares, Inc. Long-Term Incentive Compensation Plan are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement from the Board.
  • [F3]Includes phantom stock units acquired upon "reinvestment" of dividend accrued on phantom stock units under the Directors' Fee Plan. Because the Company has a dividend reinvestment plan available to substanitally all of its shareholders on terms similar to the dividend reinvestment feature of the Directors' Fee Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from line item reporting under SEC Rule 16a-11.
  • [F4]The phantom stock units were accrued under the National Penn Bancshares, Inc. Directors' Fee Plan and are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement as a director or reaching the age of 65, as elected by such person.
  • [F5]Shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.

Issuer

NATIONAL PENN BANCSHARES INC

CIK 0000700733

Entity typeother

Related Parties

1
  • filerCIK 0001321434

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 8:18 AM ET
Size
10.2 KB