4//SEC Filing
Spectra Energy Corp. 4
Accession 0001127602-10-007122
CIK 0001373835operating
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 2:48 PM ET
Size
9.6 KB
Accession
0001127602-10-007122
Insider Transaction Report
Form 4
HENDRIX DENNIS R
Director
Transactions
- Exercise/Conversion
Common Stock
2010-03-02$21.80/sh+182$3,968→ 162,572 total - Exercise/Conversion
Ltip Phantom Stock Grant Feb 2005
2010-03-02−182→ 0 total→ Common Stock (182 underlying)
Holdings
- 80,000(indirect: By Grat)
Common Stock
Footnotes (12)
- [F1]Converts to Common Stock on a 1-for-1 basis.
- [F10]40,000 shares held in GRAT with reporting person's wife as Trustee and 40,000 shares held in GRAT with reporting person as Trustee.
- [F11]The Reporting Person is Trustee.
- [F12]The Reporting Person's wife is Trustee of the Trust.
- [F2]Expiration date not applicable.
- [F3]On January 2, 2007, Duke Energy Corporation distributed all of the shares of common stock of Spectra Energy Corp to Duke Energy's shareholders. In connection with the distribution, the reporting person was granted long-term incentive awards in partial substitution of long-term incentive awards previously issued by Duke Energy.
- [F4]The phantom shares vest in 3 annual installments beginning February 2007.
- [F5]The phantom shares vest in 4 annual installments beginning February 2007.
- [F6]20,000 shares held in GRAT with reporting person's wife as Trustee and 20,000 shares held in GRAT with reporting person as Trustee.
- [F7]30,000 shares held in GRAT with reporting person's wife as Trustee and 30,000 shares held in GRAT with reporting person as Trustee.
- [F8]36,000 shares held in GRAT with reporting person's wife as Trustee and 36,000 shares held in GRAT with reporting person as Trustee.
- [F9]38,000 shares held in GRAT with reporting person's wife as Trustee and 38,000 shares held in GRAT with reporting person as Trustee.
Documents
Issuer
Spectra Energy Corp.
CIK 0001373835
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373835
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 2:48 PM ET
- Size
- 9.6 KB