4//SEC Filing
Spectra Energy Corp. 4
Accession 0001127602-10-014010
CIK 0001373835operating
Filed
May 12, 8:00 PM ET
Accepted
May 13, 1:49 PM ET
Size
9.4 KB
Accession
0001127602-10-014010
Insider Transaction Report
Form 4
HENDRIX DENNIS R
Director
Transactions
- Exercise/Conversion
Common Stock
2010-05-12+54→ 166,565 total - Exercise/Conversion
Ltip Phantom Stock Grant May 2005
2010-05-12−54→ 0 total→ Common Stock (54 underlying)
Holdings
- 80,000(indirect: By Grat)
Common Stock
Footnotes (11)
- [F1]Converts to Common Stock on a 1-for-1 basis.
- [F10]The Reporting Person is Trustee.
- [F11]The Reporting Person's wife is Trustee of the Trust.
- [F2]Expiration date not applicable.
- [F3]On January 2, 2007, Duke Energy Corporation distributed all of the shares of common stock of Spectra Energy Corp to Duke Energy's shareholders. In connection with the distribution, the reporting person was granted long-term incentive awards in partial substitution of long-term incentive awards previously issued by Duke Energy.
- [F4]The phantom shares vest in four annual installments beginning May 2007.
- [F5]20,000 shares held in GRAT with reporting person's wife as Trustee and 20,000 shares held in GRAT with reporting person as Trustee.
- [F6]30,000 shares held in GRAT with reporting person's wife as Trustee and 30,000 shares held in GRAT with reporting person as Trustee.
- [F7]36,000 shares held in GRAT with reporting person's wife as Trustee and 36,000 shares held in GRAT with reporting person as Trustee.
- [F8]38,000 shares held in GRAT with reporting person's wife as Trustee and 38,000 shares held in GRAT with reporting person as Trustee.
- [F9]40,000 shares held in GRAT with reporting person's wife as Trustee and 40,000 shares held in GRAT with reporting person as Trustee.
Documents
Issuer
Spectra Energy Corp.
CIK 0001373835
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001373835
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 1:49 PM ET
- Size
- 9.4 KB