Spectra Energy Corp. 4

4 · Spectra Energy Corp. · Filed May 13, 2010

Form 4

Period: 2010-05-12

Director

Transactions

Exercise/Conversion
Common Stock
2010-05-12+54→ 166,565 total
Exercise/Conversion
Ltip Phantom Stock Grant May 2005
2010-05-12−54→ 0 total
→ Common Stock (54 underlying)

Holdings

Footnotes (11)

[F1]Converts to Common Stock on a 1-for-1 basis.
[F10]The Reporting Person is Trustee.
[F11]The Reporting Person's wife is Trustee of the Trust.
[F2]Expiration date not applicable.
[F3]On January 2, 2007, Duke Energy Corporation distributed all of the shares of common stock of Spectra Energy Corp to Duke Energy's shareholders. In connection with the distribution, the reporting person was granted long-term incentive awards in partial substitution of long-term incentive awards previously issued by Duke Energy.
[F4]The phantom shares vest in four annual installments beginning May 2007.
[F5]20,000 shares held in GRAT with reporting person's wife as Trustee and 20,000 shares held in GRAT with reporting person as Trustee.
[F6]30,000 shares held in GRAT with reporting person's wife as Trustee and 30,000 shares held in GRAT with reporting person as Trustee.
[F7]36,000 shares held in GRAT with reporting person's wife as Trustee and 36,000 shares held in GRAT with reporting person as Trustee.
[F8]38,000 shares held in GRAT with reporting person's wife as Trustee and 38,000 shares held in GRAT with reporting person as Trustee.
[F9]40,000 shares held in GRAT with reporting person's wife as Trustee and 40,000 shares held in GRAT with reporting person as Trustee.

Documents

1 file