4//SEC Filing
DICKINSON ROBERT H 4
Accession 0001127602-10-026252
CIK 0001125259other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 9:47 AM ET
Size
10.0 KB
Accession
0001127602-10-026252
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
DICKINSON ROBERT H
Director
Transactions
- Exercise/Conversion
Trust Shares (beneficial Interest In Special Voting Share)
2010-10-29$34.25/sh+40,000$1,370,000→ 50,235 total - Sale
Trust Shares (beneficial Interest In Special Voting Share)
2010-10-29$42.64/sh−40,000$1,705,500→ 10,235 total - Exercise/Conversion
Stock Option (Right to Buy)
2010-10-29−40,000→ 0 totalExercise: $34.25From: 2004-08-01Exp: 2013-08-01→ Trust Shares (beneficial Interest In Special Voting Share) (40,000 underlying)
Footnotes (3)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]This transaction was executed in multiple trades at prices ranging from USD$42.63 to USD$42.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001251016
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 9:47 AM ET
- Size
- 10.0 KB