Home/Filings/4/0001127602-11-006312
4//SEC Filing

Hochhauser Steven B 4

Accession 0001127602-11-006312

CIK 0001466258other

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 11:41 AM ET

Size

12.3 KB

Accession

0001127602-11-006312

Insider Transaction Report

Form 4
Period: 2011-02-16
Hochhauser Steven B
Senior Vice President
Transactions
  • Tax Payment

    Ordinary Shares (Restricted Share Units)

    2011-02-1695316,804 total
Holdings
  • 2009 - 2011 Performance Share Units

    35,619
  • 2010 - 2012 Performance Share Units

    18,992
  • 2011-2013 Performance Share Units

    12,676
  • Ordinary Shares

    10,395
  • Ordinary Shares

    (indirect: By Trust)
    1,921.52
  • Ordinary Shares (EDCP II)

    1,668.41
  • 2009 - 2010 Performance Share Units

    35,619
Footnotes (10)
  • [F1]Restricted Share Units vest in three (3) equal annual installments beginning on the first anniversary of the date of grant. Upon vesting, each unit is convertible into one (1) ordinary share of the Issuer.
  • [F10]Represents vested units acquired or deferred under the IR Executive Deferred Compensation Plan II (the "EDCP II"). The units are to be converted on a one-for-one basis and settled in shares upon the reporting person's termination of employment with the issuer, or earlier or later upon certain elections.
  • [F2]Represents shares forfeited pursuant to a net settlement procedure for Restricted Share Units.
  • [F3]Amount reflects the reduction of forfeited net settlement shares as well as the resulting net shares that have vested and are now held directly as ordinary shares by the Reporting Person.
  • [F4]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2011.
  • [F5]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2012.
  • [F6]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2013.
  • [F7]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2014.
  • [F8]Includes the ordinary shares acquired pursuant to the net settlement procedure for the vested Restricted Share Units (described in this filing).
  • [F9]Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.

Issuer

Ingersoll-Rand plc

CIK 0001466258

Entity typeother

Related Parties

1
  • filerCIK 0001438118

Filing Metadata

Form type
4
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 11:41 AM ET
Size
12.3 KB