Hochhauser Steven B 4
4 · Ingersoll-Rand plc · Filed Feb 18, 2011
Insider Transaction Report
Form 4
Hochhauser Steven B
Senior Vice President
Transactions
- Tax Payment
Ordinary Shares (Restricted Share Units)
2011-02-16−953→ 16,804 total
Holdings
- 35,619
2009 - 2011 Performance Share Units
- 18,992
2010 - 2012 Performance Share Units
- 12,676
2011-2013 Performance Share Units
- 10,395
Ordinary Shares
- 1,921.52(indirect: By Trust)
Ordinary Shares
- 1,668.41
Ordinary Shares (EDCP II)
- 35,619
2009 - 2010 Performance Share Units
Footnotes (10)
- [F1]Restricted Share Units vest in three (3) equal annual installments beginning on the first anniversary of the date of grant. Upon vesting, each unit is convertible into one (1) ordinary share of the Issuer.
- [F10]Represents vested units acquired or deferred under the IR Executive Deferred Compensation Plan II (the "EDCP II"). The units are to be converted on a one-for-one basis and settled in shares upon the reporting person's termination of employment with the issuer, or earlier or later upon certain elections.
- [F2]Represents shares forfeited pursuant to a net settlement procedure for Restricted Share Units.
- [F3]Amount reflects the reduction of forfeited net settlement shares as well as the resulting net shares that have vested and are now held directly as ordinary shares by the Reporting Person.
- [F4]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2011.
- [F5]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2012.
- [F6]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2013.
- [F7]Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2014.
- [F8]Includes the ordinary shares acquired pursuant to the net settlement procedure for the vested Restricted Share Units (described in this filing).
- [F9]Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.