DiStasio James S 4
4 · NORTHEAST UTILITIES · Filed Jan 17, 2013
Insider Transaction Report
Form 4
DiStasio James S
Other
Transactions
- Award
Common Shares, $5.00 par value
2013-01-15+2,545→ 4,004 total
Holdings
- 7,982
Phantom Shares
→ Common Shares, $5.00 par value (7,982 underlying)
Footnotes (3)
- [F1]Restricted share units that will vest on January 16, 2013, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
- [F2]The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
- [F3]Reporting Person's deferred compensation under the NSTAR Trustee Deferred Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11.