4//SEC Filing
NORTHEAST UTILITIES 4
Accession 0001127602-14-002285
$ESCIK 0000072741operating
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 5:18 PM ET
Size
9.7 KB
Accession
0001127602-14-002285
Insider Transaction Report
Form 4
Williams Frederica M
Other
Transactions
- Award
Common Shares, $5.00 par value
2014-01-15+2,381→ 6,475 total
Holdings
- 1,077
Phantom Shares
→ Common Shares, $5.00 par value (1,077 underlying)
Footnotes (3)
- [F1]Restricted share units that will vest on January 16, 2014, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
- [F2]The reporting person's total includes restricted share units and shares, receipt of all of which has been deferred, and dividend equivalents thereon.
- [F3]Reporting Person's deferred compensation under the NSTAR Trustees' Deferred Plan, a non-qualified plan, which was merged into the NU Deferred Compensation Plan effective January 1, 2014, which deferred compensation is nominally invested as common shares. Each phantom share represents the right to receive one NU Common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend equivalents exempt from the line item reporting under SEC Rule 16a-11.
Issuer
NORTHEAST UTILITIES
CIK 0000072741
Entity typeoperating
IncorporatedMA
Related Parties
1- filerCIK 0000072741
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 5:18 PM ET
- Size
- 9.7 KB