VECTREN CORP 4
4 · VECTREN CORP · Filed Feb 21, 2014
Insider Transaction Report
Form 4
VECTREN CORPVVC
DOTY WILLIAM S
Exec VP, Utility Ops.
Transactions
- Other
Phantom Stock
2014-02-19+5,185.421→ 20,685.421 totalExercise: $0.00→ Common Stock (5,185.421 underlying)
Footnotes (2)
- [F1]This represents the effect of the accumulation of dividends and the performance adjustment relating to the January 1, 2011 grant under the Vectren Corporation At Risk Compensation Plan. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. This grant is subject to forfeiture as provided under the plan.
- [F2]The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the Plan and the Plan Agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2011 through December 31, 2013 and, subject to certain enumerated circumstances, continued employment until December 31, 2014. The board of directors approved the acquisition in accordance with Rule 16b-3(d).