FIRST MID ILLINOIS BANCSHARES INC 4
4 · FIRST MID ILLINOIS BANCSHARES INC · Filed Aug 5, 2014
Insider Transaction Report
Form 4
LUMPKIN RICHARD ANTHONY
10% Owner
Transactions
- Other
Common Stock
2014-08-04−12,552→ 0 total(indirect: By Trust) - Other
Common Stock
2014-08-04−605→ 0 total(indirect: By Trust) - Other
Series B 9% Non-cumulative Perpetual Convertible Preferred
2014-08-04−80→ 0 total(indirect: By Trust)→ Common Stock (18,501.36 underlying) - Other
Common Stock
2014-08-04−5,874→ 0 total(indirect: By Trust) - Other
Common Stock
2014-08-04−316,947→ 0 total(indirect: By Trust) - Other
Common Stock
2014-08-04−604→ 0 total(indirect: By Trust) - Other
Common Stock
2014-08-04−24,888→ 0 total(indirect: By Trust) - Other
Common Stock
2014-08-04−604→ 0 total(indirect: By Trust) - Other
Series C 8% Non-cumulative Perpetual Convertible Preferred
2014-08-04−80→ 0 total(indirect: By Trust)→ Common Stock (19,714.16 underlying) - Other
Series B 9% Non-cumulative Perpetual Convertible Preferred
2014-08-04−100→ 0 total(indirect: By Trust)→ Common Stock (23,126.7 underlying) - Other
Series C 8% Non-cumulative Perpetual Convertible Preferred
2014-08-04−50→ 0 total(indirect: By Trust)→ Common Stock (12,321.35 underlying)
Holdings
- 46,159.493
Common Stock
- 3,624(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]On August 4, 2014 Mr. Lumpkin ceased being the trustee of these trusts.
- [F2]Mr. Lumpkin is trustee of this trust.
- [F3]Each share of the Series B Convertible Preferred Stock (i) is convertible at any time into 231.267 shares of common stock and cash in lieu of any fractional share of common stock, subject to certain adjustments, (ii) is convertible at First Mid-Illinois Bancshares' option under certain circumstances, and (iii) has no expiration date.
- [F4]Each share of Series C Convertible Preferred Stock (i) is convertible at any time into 246.427 shares of common stock and cash in lieu of any fractional share of common stock, subject to certain adjustments, (ii) is convertible at First Mid-Illinois Bancshares' option under certain circumstances, (iii) has no expiration date.