Home/Filings/4/0001127602-15-002284
4//SEC Filing

NORTHEAST UTILITIES 4

Accession 0001127602-15-002284

$ESCIK 0000072741operating

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 6:59 PM ET

Size

6.7 KB

Accession

0001127602-15-002284

Insider Transaction Report

Form 4
Period: 2015-01-15
Transactions
  • Award

    Common Shares, $5.00 par value

    2015-01-15+1,8638,506 total
Holdings
  • Phantom Shares

    Common Shares, $5.00 par value (1,113 underlying)
    1,113
Footnotes (3)
  • [F1]Restricted share units that vested on January 16, 2015, receipt of which has been deferred. Distribution will be made on a one-for-one basis in Common Shares on the 10th business day of January of the year following the reporting person's retirement from Board services.
  • [F2]Includes restricted share units and dividend equivalents thereon.
  • [F3]Reporting Person's deferred compensation under the NU Trustee Deferred Plan, formerly of the NSTAR Trustee Deferred Plan, a non-qualified plan. The nature of said shares have not been changed and are nominally invested as common shares. Each phantom share represents the right to receive the cash value of one NU common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC rule 16a-11.

Issuer

NORTHEAST UTILITIES

CIK 0000072741

Entity typeoperating
IncorporatedMA

Related Parties

1
  • filerCIK 0000072741

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 6:59 PM ET
Size
6.7 KB