4//SEC Filing
NATIONAL PENN BANCSHARES INC 4
Accession 0001127602-15-002513
CIK 0000700733operating
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 7:00 PM ET
Size
10.1 KB
Accession
0001127602-15-002513
Insider Transaction Report
Form 4
ROTH C ROBERT
Director
Transactions
- Award
Phantom Stock (RSUs)
2015-01-20+5,682→ 44,983 total→ Common Stock (5,682 underlying)
Holdings
- 48,942.345
Common Stock
- 3,259.975(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Balance includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.
- [F2]1 for 1
- [F3]The phantom stock units granted under the National Penn Bancshares, Inc. Long-Term Incentive Compensation Plan are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement from the Board.
- [F4]Balance includes Phantom stock units acquired upon "reinvestment" of dividends accrued on phantom stock units under the Long-Term Incentive Compensation Plan. Because the Company has a dividend reinvestment plan available to substantially all of its shareholders on terms similar to the dividend reinvestment feature of the Long-Term Incentive Compensation Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from the line item reporting under SEC Rule 16a-11.
Issuer
NATIONAL PENN BANCSHARES INC
CIK 0000700733
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0000700733
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 7:00 PM ET
- Size
- 10.1 KB